Employee Transition
If you have a new compliance officer starting soon, we can help train them. We have trained employees with zero previous compliance experience.
If you are searching for a compliance officer, we can help you fill the gap. We have several clients who use us to help manage their program while they search. Some smaller clients have decided to use us year round, saving tens of thousands on salary and overhead cost. Contact us to see if your bank is a good fit.
compliance risk assessment
We have built a robust compliance risk assessment that covers over 30 areas. We can help you assess the risk of your institution so you can better manage risk, reviews, and audit schedules.
Post software conversion testing
Changing core processors is tough; compliance just adds even more challenges. Let us review all of your loan and deposit disclosures after your conversion. Your new service provider does their best to set your products up correctly, but it’s up to you to ensure compliance. Test and find issues now before they multiply and before the regulators find them.
Merger and ACQUISITION Assistance
If you are going through a merger or acquisition, there are many things on the compliance side that you need to do. We can help you through the process and take care of the small details to ensure a smooth transition
Examination Prep
As a former FDIC examiner, Tory knows the regulatory process well. We can help you prep for your next examination to greatly increase your likelihood of success. If you have an exam coming up, we can review your higher risk areas to find the issues before the examiners do.